Clear Boundaries, Total Transparency
What FIRST 30 Is
and What It Is Not
Before you join, you deserve to know exactly what FIRST30 covers and what falls outside its scope. No ambiguity. No fine print.
Learn more about the First 30A defined first-response pathway that helps professionals and firms organize the early days of a regulatory matter quickly and intelligently.
An organizational tool for capturing what the regulator sent, what documents exist, who is involved, what deadlines may apply, and what questions need to go to counsel.
A readiness resource for professionals in regulated industries, including financial advisors, broker-dealer representatives, RIAs, CPAs, attorneys, and compliance officers.
A tool that helps the individual build their own personal response pathway, separate from the firm, because regulatory matters can create separate interests quickly.
Legal representation. FIRST30 does not act as your law firm, does not appear on your behalf, and does not create an attorney-client relationship with UNGAGGED.
Insurance. FIRST30 does not transfer risk, pay defense costs, cover penalties, fund settlements, or issue coverage opinions.
A guarantee of any outcome. FIRST30 does not decide legal merits, predict regulator decisions, or promise a result.
A media intake funnel. FIRST30 member matters are entirely separate from UNGAGGED editorial and podcast operations.
When the government calls, know who to call next.
FIRST30 gives professionals and firms a defined first-response pathway. When a regulatory contact arrives, having that pathway already in place changes everything.