When the government calls,
know who to call next.
By the time a professional receives a regulatory letter, subpoena, exam escalation, Wells notice, inquiry, enforcement contact, or document request, several decisions may already matter.
FIRST30 gives professionals and firms a defined first-response pathway before that moment arrives.
What FIRST30 Helps With
Organize the early response quickly and intelligently.
When a FIRST30 matter is activated, the goal is to organize the early response quickly and intelligently. FIRST30 helps create a first-response pathway around:
Capturing the notice, subpoena, request, inquiry, exam issue, or enforcement contact
Identifying the regulator, date received, response deadline, and current stage of the matter
Documenting what has already been said, sent, produced, promised, signed, or forwarded
Creating an initial chronology, people map, document inventory, and missing-information list
Preserving relevant emails, texts, files, notes, records, and communications
Identifying potentially relevant E&O, D&O, professional-liability, management-liability, or other insurance resources
Flagging notice, consent-to-incur-costs, panel-counsel, counsel-selection, or carrier-approval issues that may affect next steps
Identifying whether the firm and the individual may have separate or conflicting interests
Helping determine what kind of regulatory, coverage, or other professional counsel may need to be involved
Preparing the member for a more efficient first conversation with qualified counsel
FIRST30 does not decide legal merits, issue insurance coverage opinions, or replace independent counsel. Its value is readiness, organization, issue identification, and intelligent routing at the moment those things matter most.
The goal is not to solve the whole matter in 30 days. The goal is to make sure the first 30 days are not spent starting from zero.
The FIRST30 Case Map
Bring order to early chaos.
When a matter begins, facts, deadlines, documents, people, insurance questions, and counsel issues can start moving all at once. The FIRST30 Case Map is designed to bring order to that early chaos.
It helps organize:
What the regulator sent or said
What is known so far
What documents exist
What documents are missing
Who is involved
What communications have already occurred
What deadlines may apply
What questions need to be raised with counsel, insurance professionals, the firm, or the member
The Case Map is not a legal opinion. It does not decide who is right. It does not determine coverage. It is an organizational tool designed to help the member have a better, faster, more informed first conversation with qualified counsel.
What FIRST30 Is
A regulatory response readiness membership
A defined first-response pathway for professionals and firms
Readiness, intake, and deadline capture
Preservation and insurance-resource questions
Conflict awareness and counsel routing
Early matter organization
What FIRST30 Is Not
Insurance - it does not transfer risk or pay defense costs, penalties, settlements, or losses
A law firm - it does not create an attorney-client relationship with UNGAGGED
A guarantee of legal representation or a result
A media intake funnel - FIRST30 member matters are separate from UNGAGGED editorial operations
Who FIRST30 Is For
Professionals and firms in regulated environments.
FIRST30 is designed for professionals and firms operating in regulated environments where an inquiry, request, subpoena, exam escalation, or enforcement contact can quickly become serious.
Financial advisors
Registered representatives
RIA personnel
Broker-dealer professionals
CPAs
Audit professionals
Compliance officers
Regulated business owners
Professional-services firms
Investment firms
Accounting firms
Executives and licensed professionals whose reputation, license, livelihood, or business may be affected by a regulatory matter
FIRST30 is for the person who understands that the letter may never come - but also understands that if it does, the first 30 days should not be spent figuring out where to start.
Why Individuals Need Their Own Membership
Your response pathway should be yours.
In a regulatory matter, the firm's lawyer may represent the firm. That does not always mean the firm's lawyer represents every individual inside the firm.
The regulator has counsel. The firm may have counsel. The insurance carrier may have its own process. The individual may have separate interests.
Your career, license, reputation, and future may be personal. Your response pathway should be too.
Why Firms Need FIRST30
Basic intake should not be improvised.
A firm facing a regulatory matter has its own early-stage issues. Who receives the notice? Who preserves records? Who contacts insurance resources? Who coordinates counsel? Who tracks deadlines?
FIRST30 helps the firm establish a defined response pathway before a matter begins. Because when a deadline is already running, basic intake and responsibility should not be improvised.
Membership
Choose your membership
Available for individuals and firms. Annual billing.
Secure Your Individual Membership
Enter your details and we'll reach out within 1-2 business days to confirm your active membership and complete enrollment.
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Complete the form below. You'll be asked to acknowledge that this membership covers the firm entity only - each professional must hold their own individual membership.
Enroll My FirmQuestions and Objections
FIRST30
When the government calls,
know who to call next.
Individual: $299/year. Firm: $2,500/year.
When a regulatory contact arrives, having a defined pathway already in place changes everything.
Join FIRST30